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FAQ

Finance Shared Services FAQ: On Roles and Responsibilities

What are the differences in the roles & responsibilities of the Finance Shared Services Unit Liaisons, formerly Assistant Financial Officers, in relation to Academic Financial Officers? 

The Unit Liaison position is a temporary position to help facilitate transaction processing in the move to the Finance Shared Services model. The goal is to transition the finance transaction processing activities to a central team to allow the school/unit’s remaining finance staff to focus on the strategic needs of their respective school/unit.  Current Unit Liaisons will be transitioning to their permanent positions over the coming months.   

Each school is responsible for providing strategic and decision support for their area (typically performed by the incumbent FO), initiating transactions for their area, and providing any needed data for the Finance Shared Services area to appropriately process and record any transactions.  Examples of some of these activities are:

      School/unit forecasting & projections

      Annual budget process

      Annual merit process

      Monthly financial review

      Monthly budget monitoring

      Ad hoc modeling & analysis

      Specialized external reporting

      Contract administration

      Space utilization monitoring

The Finance Shared Services team is responsible for implementing new or modifying existing processes to transition transactional processing to the Finance Shared Services area.  This includes the items listed below in addition to the various activities that have historically been performed centrally (i.e. treasury, audit, grant compliance, accounts payable, payroll, etc.):

      Balance sheet reconciliations

      Endowment monitoring

      Management reporting

      Non-resident alien payments

      Fixed asset inventory

      Journal entry processing

      Year-end close

 

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News

An Interview with OIT: How Leadership Made the Shared Services Transition

ITstock-newAlong with Finance and Facilities, the Office of Information Technology (OIT) is one of the three key areas of campus that has moved to a Shared Services model over the past year. The leadership team recently sat down to talk about their challenges and successes so far, and their plans for the future:

OIT Shared Services Leadership
[TN] – Teena Newman, Director of Project Management Office
[RM]—Rachel Mulry, Director of Customer Service
[JW]—Jason Warner, Director of Academic Technology Services
[DN]—David Nguyen, Director of Infrastructure
[CH]—Curt Herridge, Director of Applications
[JG] – Joe Gargiulo, CIO

Where is your organization in the Shared Services transition process?

[JG] – We have made tremendous progress, but still have a lot of work to do. Consider when IT Shared Services started – I believe the week before school started! From an operational perspective, that was an incredibly challenging time to make such significant changes. We had to move slowly with any changes we wanted to make in order not to disrupt operations. We had a lot to learn about the folks who were transitioning to OIT as well. Some time has passed and things are settling down, allowing us to truly begin to put in place the Shared Services strategies that we designed. Over the next 4-5 months we’ll make even more strides towards our vision of IT Shared Services. Clearly, the most challenging times are behind us! I would like to thank the SMU leadership for their incredible support during this very challenging transition period. There are a lot of moving pieces and we are definitely making structural changes and have had some disruptions, but almost everyone has been extremely supportive and understanding!

[RM]— The Customer Service department has completed many of the logistics in terms of geographically locating people throughout campus and establishing primary procedures/protocol for engaging the various support teams. We are still adjusting processes and working on skills/knowledge across the groups. That part of the process will take several more months before we settle in.

[JW]—The Academic Services team has completed 80% of our team’s hiring and hopes to have everyone hired and in place by June 1. While many team members are still adapting to new process and workflow changes characterized by the newly centralized service organization, we are finally moving out of the very limited “keeping the lights on” mode of service. We are beginning the process of marketing and communicating the “new” Academic Services team and its specific services to SMU’s various academic communities.

What has been the biggest surprise you’ve encountered during the transition?

[TN] – Inconsistencies. I believe it is up to us as the OIT leadership team to provide clear direction, so as a new unit we can have a consistent approach.

[RM]— IT was being implemented in such silos across campus. There was a lack of understanding from all groups as to what services were being provided and what was available to campus. It’s been refreshing to not only solve problems quickly (just by better awareness of IT services) but to also identify processes that were working well in each area and extend those to other areas of campus.

What has been the most challenging aspect of this transition?

[JG] – Timing, complexity, magnitude of the task, resistance to change, emotional reactions, stress, making significant infrastructure changes without disrupting service and dealing with a major hardware failure in the midst of the transition!

[DN]— Lack of consistency.

[CH]— Negotiating past duties and future duties of new employees.

What are the top priorities for your organization right now?

[JG] – Continuing with the IT Shared Services transition; filling remaining open positions; getting folks focused and transitioned to their new roles; completing the college IT infrastructure transitions and managing 70 other projects at the same time; ensuring effective communication to campus throughout the transition; reviewing our service portfolio for opportunities to save money and be more effective; creating staff opportunities; reviewing job titles, levels and salaries.

[RM]—
• Technology Fund replacements and upgrades for classrooms and desktops.
• Standardization of labs across campus to ensure that these environments are secured, updated, and more easily manageable to support the faculty and students.
• Proactive improvements for classroom systems (remote control of AV to help address many of the calls for classroom dispatch).
• Training and skill development.

[JW]—
• Changing the entire IT culture—both from Shared Services “swept” employees and pre-existing IT areas—and bringing together previously separate groups of service providers has been challenging but is essential to success.
• Migrating from Blackboard to Canvas.
• Installing the Academic Team staff overlay consistently and assertively throughout all areas of SMU.
• Implementing a system of quantitative measurement for academic support systems.
• Sustaining, building or re-building trust and service confidence between OIT and academic units.

What is the most frequently asked question you’ve received about Shared Services and how do you respond?

[RM]— “Where do I go for help? Who do I contact?” The best answer by far is to contact our Help Desk. They are open 7 days a week and can connect you with the appropriate personnel if they are not able to resolve it themselves.

[CH]— Q: Unhappiness about giving up resources. A: This is the shared services mandate, and we can make the University better together.

How has your organization changed with the addition of your newest team members?

[RM]— It has certainly grown in complexity as employees are located all over campus. That presents numerous communication and management challenges. It has allowed us to improve our response times, however, with the expanded help desk and additional desktop support staff.

[JW]—OIT has assimilated a huge number of previously localized and decentralized IT employees. As it happens, I’d thought that the greatest “change” challenge would be to convince my new group of the merits of changing into a new academic team with all of the benefits that shared services can offer. My greatest challenge has actually been introducing a team with different service values and service culture into an organization that is also struggling with culture change I would say that the organization is changing to include expanded and different service perspectives, but that change has been slow and is still in progress.

[DN]— Added visibility into existing processes that was not available before.

What key improvements have you seen so far?

[JG] – Unified IT leadership, support and buy-in from most of the staff, increased focus on project management, improved change management and communications, keen interest by most to improve our operations and effectiveness.

[RM]— Expanded help desk staffing, hours, etc. The additional staff has allowed us to meet the demand more consistently and provide better service. Utilizing the help desk, desktop team and AV team to respond to classroom dispatch calls has been effective, although a little bumpy. We have been able to respond to calls more quickly. The Training and Communication team has been able to expand its offerings to meet some critical support needs (Canvas implementation, Altshuler Learning Enhancement Center partnership to deliver training for students, etc.) Finally, being on one team allows us to streamline some critical client management processes to reduce confusion and ensure a more stable client experience from software delivery to patching. This is still very much in progress, but we are making headway!

[JW]—
• Entirely new team of visionary IT directors who believe in the mandate and promise of IT Shared Services —and also believe in each other.
• Consolidation of anachronistic localized technology infrastructure.
• Creation of a new, logical and comprehensive academic technology support model for SMU faculty.
• Cross-functional team potential.

Anything else you would like to share?

[JG] – Thanks and appreciation to the president and our senior leadership for their amazing support and patience with OIT as we work through this very challenging transition. Thanks and appreciation to all of OIT for working so hard to make this transition work!

[JW]—Throughout this process, assistance and support from some of the University’s leadership has been critical and well-received. One SMU dean encouraged me by reminding me that a process and change of the magnitude of Shared Services is going to take several years to normalize. Big-picture realities facing higher education in general require perpetual transformation and reinvention in order to remain sustainable and competitive—I believe that IT Shared Services paves the right way for future IT service at SMU. My greatest hope is that SMU continues to equip the new “boilerplate” Shared Services areas with the time, resources and mandates required to ensure long-term success.

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News

Questions for Shared Services Leaders

stockshared

One of the three key areas of campus to transition to a Shared Services model is the Finance Office, which has been working diligently to streamline financial support and transactional processing for faculty, staff and students. Ernie Barry, associate vice president for budgets and finance, gives an update on the transition:

Where is your organization in the Shared Services transition process?

All staff have been transitioned to Finance Shared Services. We are currently in the process of physically moving members of the staff to the second floor of the Expressway Tower building. Most staff have assumed their new roles in the organization; however, the physical moves will allow for more collaboration and cross-training. As processes are redesigned, the transition will be completed.

What has been the biggest surprise you’ve encountered during the transition?

The amount of variation in transactional processes among the different departments/areas.

What has been the most challenging aspect of this transition?

The transition timeline has been longer than anticipated as we redesign and consolidate decentralized processes into centralized, more efficient solutions.

What are the top priorities for your organization right now?

We are focused on implementing electronic solutions for transaction processing. This includes:
· Implementing Electronic Payroll Authorization Forms for both temporary and benefit-eligible staff
· Identifying ways to streamline Accounts Payable payment processing using electronic solutions. This is in an early design phase, but our goal is to have some portion of the solution in place by fiscal year-end.

How has your organization changed with the addition of your newest team members?

Grant and Contract Accounting has been restructured in order to provide better customer service to Principal Investigators in two ways:
· It has been relocated to the main campus (Perkins Administration Building) for accessibility to Principal Investigators and to collaborate with the Office of Research and Graduate Studies.
· Staff are assigned to schools as opposed to processes.

What key improvements have you seen so far?

· Learning about operations is helping us identify the business processes/decisions we need to review and/or change.
· We are able to provide development opportunities to staff.
· Reassigning tasks has led to improved processing times.
· The implementation of some electronic solutions has allowed for more streamlined and efficient processes. As we progress, these solutions will be more widespread and utilized throughout the University.

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News

Ways to Save: A Message About SMU Thermostat Settings

As part of the University’s ongoing commitment to decrease costs and reinvest savings back into its academic mission, the Facilities Initiative team for Operational Excellence is updating the protocol for thermostat settings.  Effective March 2, 2016, the temperature set point range will be 68°F – 72°F from mid-October through March, and 72°F – 76°F from April through mid-October.

During periods when most buildings on the Dallas main campus are unoccupied – usually late nights and weekends – temperatures will be adjusted up or down, depending on the season and occupancy, to reduce energy usage. If you are responsible for an after-hours event, please contact the Services Response Center at 214-768-3494 two weeks in advance.

If you have any questions, please contact the Services Response Center at 214-768-3494.

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FAQ

New Facilities FAQ: Explaining the Role of Building Liaisons

I understand Building Managers will now be called Building Liaisons, but am confused about their role in relation to Facilities Managers. Can you explain who does what?

Before OE2C, one person, who might have had a title such as Facilities Director or Building Manager, had responsibility for both facility oversight (including grounds, maintenance, custodial services, security systems, and design/construction) and for emergency management (including risk control, data control, emergency preparedness, fire inspections, and notification/communication) within a particular building. To increase operational effectiveness throughout campus, that role has now been divided into Facility Managers and Building Liaisons. (For a while, Building Liaisons were called Building Managers, but to avoid confusion with the old roles, the title will now be Building Liaison.)

In a nutshell, the Facility Manager is responsible for the building, and the Building Liaison is responsible for the people in the building.

The Facility Managers report to the Office of Facilities Planning and Management and are responsible for building policies and procedures, building safety, grounds maintenance, custodial services, and preventive maintenance. Facility Managers may be responsible for more than one building.

The Building Liaisons report to the Office of Risk Management, though they are not Risk Management employees, and are responsible for risk control, emergency preparedness, and notification/communication, in  addition to their day-to-day responsibilities. Building Liaisons will work with their assigned Facility Manager to oversee the life safety, property, operational, financial, and reputational risk considerations of the University. In the area of risk control, they will conduct risk assessments in buildings, make sure building events are entered into SMU’s scheduling software, and provide analysis data.  For emergency preparedness, they will help conduct training drills, maintain emergency notification procedures with building occupants,  and participate in emergency preparedness meetings. In the realm of communication and notification they will maintain emergency contact lists, keep building occupants informed about scheduled Facilities work in the building, make sure maintenance work does not interfere with classes and events, and ensure each occupant is informed about SMU’s emergency notification procedures.

For questions about Facility Managers, please contact Ali Day at aday@smu.edu or 8-4042. For information about Building Liaisons, contact Lisa Morris at lwmorris@smu.edu or 8-1550.

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